What is a Registered Investment Advisor?
We are
professionals and fiduciaries who have a duty of undivided
loyalty to our investment advisory clients and must deal fairly
and honestly with them. We are regulated by state and federal
authorities.
Who are ideal clients of Topper?
Clients who seek quality professional advice, low costs, and total control over their assets.
How do
I open an account?
An application
can be sent to you immediately. Once we receive all required
documentation, the custodian brokerage firm will have the
account opened for you at which time we will inform you
promptly.
Do I
have access and control over the account?
You will
absolutely have control and access over your account at all
times. Topper is the investment advisor. We will only have
discretion to buy and sell securities in the accounts. Only you,
the client, can authorize funds to be released from their
portfolio.
How are fees administered?
Fees are deducted directly from your account on a quarterly basis. Fees are based on the net asset value of your accounts and are prorated from the annual rate.
What is the minimum account size at Topper?
At this time, there is no minimum, but this is subject to change.
Copyright © 2006 Topper Capital Management Inc.